Securities Fraud in Canada: CIRO Enforcement Data
CIRO/IIROC imposed CAD $38M in fines across 156 disciplinary actions in 2023. OSC levied CAD $93M in sanctions. Insider trading cases up 22%. Canada is known as enforcement light compared to the SEC.
CIRO/IIROC imposed CAD $38M in fines across 156 disciplinary actions in 2023. OSC levied CAD $93M in sanctions. Insider trading cases up 22%. Canada is known as enforcement light compared to the SEC.